World Journal of Surgery

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ORIGINAL SCIENTIFIC REPORT

Comparative Performance of the 7th and 8th Editions of the American Joint Committee on Cancer Staging Manual for Adrenocortical Carcinoma

Sarah B. Fisher1 . Mouhammed A. Habra2 . Yi-Ju Chiang1 . Si-Yuan Wu1 . Paul H. Graham1 . Elizabeth G. Grubbs1 . Jeffrey E. Lee1 . Nancy D. Perrier1

@ Société Internationale de Chirurgie 2019

Abstract

Background The American Joint Committee on Cancer 8th edition staging manual for adrenocortical carcinoma (ACC) redefines T stage to include large vessel invasion (T4, previously undescribed) and restricts stage IV to those with distant metastases. We evaluated the prognostic power of the 8th edition.

Methods Patients with ACC treated between January 1, 2000, and December 31, 2015, were identified. Overall survival (OS) was compared using Kaplan-Meier and Cox proportional hazard models.

Results Of 290 patients evaluated, the change in T stage nomenclature impacted 13 (4.5%) who were previously categorized as T3; 61 had large vessel involvement but were already T4 based on invasion of adjacent organs. The restriction of stage IV to patients with distant metastases downstaged 41 (14.1%; T4NoMo or T3-4N1Mo) to stage III. In the 7th edition, the hazard ratio (HR) for death was similar between patients with stage II and III disease, with 5-year OS 66.7%, 54.4%, 57.2%, and 14.0% (stages I, II, III, and IV, respectively). In the 8th edition, stages I and II remain unchanged, with 5-year OS for stage III and IV 44.1% and 9.2%, respectively. The c-index for the 7th and 8th editions was similar (83.4 and 82.7, respectively).

Conclusions While 8th edition changes impact a relatively small proportion of ACC patients, they represent progress toward a common staging system that accurately reflects prognosis. In the 8th edition, the inclusion of patients with T4 tumors or nodal disease as stage III rather than IV results in improved stratification between stages II and III.

This work was presented by a trainee as an oral podium presentation at the IAES Meeting/World Congress of Surgery in Krakow, Poland August 11-15, 2019.

☒ Nancy D. Perrier NPerrier@mdanderson.org

1 Department of Surgical Oncology, Unit 1484, The University of Texas MD Anderson Cancer Center, 1515 Holcombe Blvd, Houston, TX 77030, USA

2 Department of Endocrine Neoplasia and Hormonal Disorders, The University of Texas MD Anderson Cancer Center, 1515 Holcombe Blvd, Houston, TX 77030, USA

Introduction

With an annual incidence of 0.7-2.0 cases per million individuals worldwide, adrenocortical carcinoma (ACC) is a rare malignancy [1-3]. Unfortunately it is also aggres- sive, with limited therapeutic efficacy and five-year overall survival (OS) for all patients between 16 and 38% [4]. When possible, complete surgical resection offers the only opportunity for cure, but locoregional and distant recur- rence are common and five-year OS after curative-intent resection remains a disappointing 39-55% [5].

Staging represents a universal language that describes groups of patients with the same disease, facilitating communication between clinicians, informing prognosis, and enabling stratification among clinical trials. The rarity

of ACC combined with its aggressive nature makes the development of a relevant staging schema difficult, but understanding the nuances of disease presentation and prognosis remains important.

The original Tumor, Node, Metastasis (TNM) Interna- tional Union Against Cancer (IUCC) staging classification for ACC in 2004 was based on work by MacFarlane [6]. This system separated patients into stage I or II by dichotomizing tumor size at 5 cm in the absence of infil- tration into surrounding adipose tissue or nodal involve- ment (stage III if one factor present, stage IV if both present), and the absence of invasion into adjacent organs or distant metastases (stage IV if present). This system was criticized for inadequate separation between stages II and III as shown first by a multi-institutional German ACC registry study [7]. In this study of 416 patients 5-year disease-specific survival was 82%, 58%, 55%, and 18% for stages I, II, III, and IV, respectively, based on the 2004 IUCC classification. Comparisons between stages I and II (p= 0.13) and stages II and III (p =0.16) did not demonstrate a statistically significant difference. The authors noted a difference in survival between patients with stage IV disease without distant metastases (n = 27) as compared to those with distant metastases (n = 122, HR 0.44, 95% CI 0.25-0.78, p = 0.004) and proposed the European Network for the Study of Adrenal Tumors (ENSAT) 2008 classification. In the ENSAT 2008 system stage IV is reserved for patients with distant metastases. Patients with nodal metastases or primary tumor involve- ment of adjacent adipose or viscera are classified into stage III. Shortly thereafter Lughezzani et al. [4] used data from 16 North American Surveillance, Epidemiology, and End Results (SEER) registries to compare the ENSAT 2008 changes to the original UICC 2004 staging system. In this analysis of 573 patients, 59 patients migrated from stage IV to stage III, resulting in finer separation between stage II and stage III patients. Five-year cancer-specific mortality

by stage for the ENSAT 2008 proposed changes was 73.9%, 63.8%, 44.1%, and 6.9% for stages I, II, III, and IV, respectively.

These changes were incorporated into the 8th edition of the AJCC staging manual for ACC (Fig. 1a, b). The current study is the first to our knowledge to examine the prog- nostic value of the AJCC 8th edition staging system.

Materials and method

Following institutional review board approval, and in accordance with the Health Insurance Portability and Accountability Act of 1996, patients undergoing either medical or surgical treatment for ACC between January 1, 2000 and December 31, 2015 were identified from a prospectively maintained tumor registry of all patients with ACC treated at MD Anderson Cancer Center. Pediatric patients under the age of 16 were excluded. Patients who sought evaluation for a second opinion and did not receive any therapy at the primary institution were excluded. Demographics, clinicopathologic factors, stage, and can- cer-related outcomes were obtained from chart review. Recurrence-free survival was defined as the time (in months) from curative-intent resection to the first radio- graphic or pathologic evidence of local or distant recur- rence. Overall survival was defined as the time (in months) from the date of diagnosis to the date of death or last known contact. Overall survival was evaluated with Kaplan-Meier survival curves and Cox proportional hazard models. Factors associated with OS were identified by univariate analysis, and further evaluated with multivariate analysis. The prognostic power of the 7th and 8th AJCC staging editions was compared using concordance indices (c-index). All analyses were performed using SAS 9.4 (Cary, NC), with statistical significance defined at p < 0.05.

A

7th Edition

ENSAT/8th Edition

I

T1 NO MO

No change

I

T1 NO MO

II

T2 NO MO

No change

II T2 NO MO

III

T3 NO MO

No change

III

T3-4 NO MO

T1-2 N1 MO

Tany N1 M0

IV

T4 NO MO

Downstaged to III

T3-4 N1 MO

Tany Nany M1

No change

IV

Tany Nany M1

B

T categoryT Criteria (Changed in 8th)
T1≤ 5 cm, confined to the adrenal
T2>5 cm, confined to the adrenal
T3Any size, local soft tissue invasion
T4Any size, adjacent organ invasion, OR major vein tumor thrombus

Fig. 1 Schema of the changes between the American Joint Committee on Cancer (AJCC) 7th edition and the European Network for the Study of Adrenal Tumors (ENSAT)/AJCC 8th edition staging systems for adrenocortical carcinoma (a) with the corresponding T category definitions with 8th edition changes noted in red/underlined (b)

Results

Patient characteristics

The demographic and clinical characteristics of 290 patients with ACC are summarized in Table 1. The most common presentation involved symptoms related to over- production of hormones (n = 133, 45.9%), with cortisol excess most frequently observed (n = 103, 35.5%). Abdominal pain was the next most common presentation (n = 77, 26.6%), and 58 patients presented with incidental tumors (20.0%); the method of presentation was unknown for 22 patients (7.6%). Adrenalectomy (with or without concomitant organ resection) was performed for 227 patients, including 34 patients with metastatic disease. Mitotane was used frequently, including for 17 patients in a neoadjuvant setting, and in 92 patients as adjuvant therapy (40.5% of patients undergoing resection).

The median follow-up for the entire cohort was 29.8 months (range 0.5-190.4 months). Median RFS was 24.5 months. Of the 198 patients with nonmetastatic dis- ease at presentation, 158 later experienced recurrence (ei- ther locoregional or distant, 79.8%). Of these, 50 (31.6%) underwent additional resection and had improved OS as compared to the 108 patients managed with medical or supportive therapy only (88.0 months versus 32.3 months, p < 0.001). During the study period 195 patients died of their disease; the median overall survival for all patients was 34.0 months.

Staging: T stage

Although 74 patients had documented evidence of renal vein or vena cava tumor thrombus, only 13 patients (4.5% of the entire cohort) had a change in T category with the 8th edition. The remainder were already categorized as T4 based on concomitant extension to surrounding organs. By definition, a change from T3 to T4 does not alter clinical stage in the 8th edition. On univariate analysis, lower T stage was associated with a slight improvement in OS (T1 HR 0.5 95% CI 0.2-1.2, T2 HR 0.5 95% CI 0.3-0.6, T3 HR 0.5 95% CI 0.4-0.7, p < 0.001). The median tumor size at diagnosis was 11.9 cm (range 2.5 cm to 27 cm). Increasing tumor size (based on either radiographic assessment or pathologic assessment) was not associated with OS in the entire cohort as well as in only those with nonmetastatic disease (p > 0.05 for each).

Staging: N stage

Forty-seven patients had clinical N1 disease (16.2%). Patients with isolated nodal disease (TanyN1M0 n = 18) had

Table 1 Clinicopathologic Characteristics of Patients with Adreno- cortical Carcinoma (n = 290)
n (%) or median (range)
Age (years)48.5 (16.9-87.1)
Female sex174 (60.0)
Race
White240 (82.8)
Hispanic30 (10.3)
Black10 (3.5)
Asian6 (2.0)
Other4 (1.4)
Tumor hormone secretion
Nonfunctional135 (46.6)
Cortisol103 (35.5)
Aldosterone21 (7.2)
Sex hormones35 (12.1)
Multiple hormones34 (11.7)
Unknown22 (7.6)
Tumor size (cm)*11.0 (2.5-28.0)
Metastatic at presentation93 (32.1)
Vascular involvement (renal vein or IVC)74 (25.5)
Upstaged to T4 due to vascular involvement13 (4.5)
Surgical approach
No operation63 (21.7)
Unknown1 (0.3)
Laparoscopic/robotic25 (8.6)
Laparoscopic/robotic converted to open12 (4.1)
Open189 (65.2)
Concomitant organ/vascular resection84 (30.0)
Lymph nodes pathologically assessed45 (15.5)
Lymph node positive disease **16 (35.6)
Resection Margins*
R0135 (59.5)
R142 (18.5)
R213 (5.7)
Unknown37 (16.3)
Ki-67 index ***20 (1.0-79.0)
Mitotane (administered at any point in therapy)230 (79.3)

R0 microscopic negative margin; R1 microscopic positive margin; R2 gross positive margin

*Based on resected tumors only (n = 227)

** Based on those with lymph nodes pathologically assessed (n = 45) *** Based on those with reported values (n = 53)

improved median survival as compared to those with dis- tant metastases (TanyN0M1 n = 93; 34.7 months versus 10.3 months, p = 0.006). On univariate analysis, lymph node positive disease (N1) was associated with decreased OS (HR 2.85, 95% CI 2.0-4.0, p < 0.001).

Staging: overall survival

Using 8th edition staging, 41 patients were downstaged to stage III (Fig. 2). Of these, 29 were staged as TANOM0 and 12 were staged as T3 4N1Mo. These 41 patients had a median OS of 31.0 months (IQR 22.4-51.2 months), and a 5-year OS of 24.9%. Overall survival stratified by stage for both the 7th and 8th editions is shown in Fig. 3. In the 7th edition, the hazard ratio (HR) for death was similar between patients with stage II and III disease, with over- lapping survival curves (Fig. 3) and similar 5-year OS (54.4% vs. 57.2% respectively, Table 2). The addition of TANoMo and T3-4N1Mo patients to stage III in the 8th edition lowers the 5-year OS for stage III to 44.1% and results in less overlap between stages II and III. The

c-index for both staging systems is similar (83.4 for the 7th, 82.7 for the 8th).

Other prognostic factors for overall survival

On univariate analysis, increasing patient age, right-sided tumors, T stage, N stage, presence of distant metastases, positive resection margins, and tumor hormone production and/or specifically cortisol production correlated with poorer overall survival (p < 0.05). Clinically relevant factors that can be incorporated into staging at the time of presentation were selected for a multivariate model for OS (Table 3).

Fig. 2 Changes in stage between the American Joint Committee on Cancer 7th and 8th editions for adrenocortical carcinoma; the red box represents stage migration

Changes in Stage between the AJCC 7th and 8th editions (n=290)
AJCC 7th editionAJCC 8th edition
IIIIIIIVTotal
I70007
I0890089
III0060060
IV004193134
Total78910193290
Fig. 3 Overall survival for patients with adrenocortical carcinoma according to stage in the 7th edition (a) and the 8th edition (b) of the American Joint Committee on Cancer staging manual for adrenocortical carcinoma

A

1.0

AJCC 7th (p value <0.001)

B

1.0

AJCC 8th (p value <0.001)

1

1

0.9

2

0.9

2

3

3

0.8

4

0.8

4

0.7

0.7

Survival (%)

0.6

Survival (%)

0.6

0.5

0.5

0.4

0.4

0.3

0.3

0.2

0.2

0.1

0.1

0.0

0.0

0

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

0

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

Time (Years)

Time (Years)

I

7

7

6

5

3

3

2

1

1

0

0

0

0

0

0

0

I

7

7

6

5

3

3

2

1

1

0

0

0

0

0

0

0

Il

89

79

67

49

41

37

26

21

18

15

11

8

5

2

2

2

II

89

79

67

49

41

37

26

21

18

15

11

8

5

2

2

2

III

60

54

43

40

29

23

19

15

12

6

6

6

4

2

0

0

III

101

90

70

54

38

29

23

18

15

8

7

7

4

2

0

0

IV

134

72

47

25

16

11

8

6

5

4

1

1

0

0

0

0

IV

93

36

20

11

7

5

4

3

2

2

0

0

0

0

0

0

Table 2 Cox proportional hazards model for risk of death stratified by stage according to the American Joint Committee on Cancer 7th and 8th edition staging manual for adrenocortical carcinoma
StageNHazard ratio for death95% CI5-Year overall survival (%)
AJCC 7th edition
I7Reference66.7
II891.30.4-4.254.4
III601.20.4-3.957.2
IV1344.01.3-12.714.0
AJCC 8th edition
I7reference66.7
II891.30.4-4.254.4
III1011.60.5-7.944.1
IV935.71.8-18.29.2

CI confidence interval; AJCC American Joint Committee on Cancer

Table 3 Clinical factors associated with overall survival in all patients with adrenocortical carcinoma (n = 261 with complete clin- ical information)
Clinical factorHR95% CIp value
Age (years)1.021.011.03< 0.001
Cortisol production1.471.082.000.015
T stage (Ref T1)1.920.359
T20.770.312.01
T30.780.302.67
T41.040.41
N1 disease2.021.372.96< 0.001
M1 disease3.552.485.09< 0.001

HR hazard ratio; CI confidence interval; Ref reference value; N1 node positive; M1 distant metastatic disease

Discussion

The current study uses a single-institution study population to evaluate the changes made in the 8th edition of the AJCC staging system for ACC. Although the changes impact only a small proportion of patients, the resulting separation between stages II, III, and IV is improved and represents a step forward in the evolution of an accurate and meaningful staging system for patients with ACC.

To be effective, a staging system must be based on widely reproducible criteria, hence the traditional T, N, and M classifications used by the AJCC. In addition to stage [1, 8-13] multiple prognostic factors have been proposed for ACC, including patient age [1, 8-10, 14, 15], tumor functional status [11, 16-20], selection for surgical therapy and operative approach [9, 10, 21-24], perioperative blood transfusion [25]; pathologic factors such as mitotic rate, ki-

67 index, Weiss score, Helsinki score, and/or grade [8, 9, 15, 18, 26-29], lymphovascular invasion [5], capsular invasion [17], and margin status [1, 12, 20, 30, 31]; and receipt of additional therapies such as mitotane [32], chemotherapy [8-10, 20], and/or radiation therapy [9, 20, 33, 34]. Conditional disease-free survival [35] and disease-free interval [36] have also been proposed as lon- gitudinal prognostic factors, but by definition are not available at the time of presentation. Genomic characteri- zation, although not examined in the current study, likely represents a future avenue of potential staging criteria [37].

To bridge the gap between traditional staging criteria and other potential prognostic factors, nomograms have been developed, although to our knowledge none have been externally validated. One group used 751 patients from the SEER database to develop a nomogram in which older age at diagnosis, diagnosis prior to 2002, higher tumor grade, distant disease (as compared to regional or local disease), nonsurgical therapy, and chemotherapy use were associated with decreased OS at 1, 3, and 5 years [8]. The use of factors subject to selection bias (i.e. selection for chemotherapy) potentially compromises its utility in the preoperative or adjuvant setting. A different group looking specifically at patients undergoing curative-intent resection developed a nomogram for RFS using tumor size > 12 cm, nodal disease, stage ≥ 3, cortisol production, and capsular invasion; with tumor size, nodal disease, and positive margins in the nomogram for OS [17]. Nomograms are particularly useful for evaluating prognosis, but stage remains most helpful in communicating disease status and associated prognosis among clinicians, comparing large groups of patients for research purposes, and/or facilitating selection criteria in clinical trials.

Increasing patient age is an accepted negative prognostic factor and represents a variable that can be easily

assimilated into a traditional staging system, and may provide better stratification at earlier stages. Asare and colleagues [14] used the SEER database to combine patients with T1 and T2 disease in the absence of nodal or distant metastases (N0M0), and instead stratified them based on age ≤ 55 years (stage I) or age >55 years (stage II). This improved 5-year OS for patients with stage I disease to 70%, as compared to 53% for stage II, whereas 5-year OS for both the AJCC 7th edition staging system and the ENSAT classification was the same at 68% and 61%, respectively. Although the data in the current study support the use of age as a prognostic factor, further evaluation and external validation are required to identify optimal dichotomization of age for future staging systems.

Another potentially easy to assimilate factor is tumor hormone production-whether that should be representa- tive of any hormone, or more specifically cortisol, remains to be determined. In the current study both tumor hormone production and specifically cortisol production were asso- ciated with poorer prognosis. One international retrospec- tive series of patients undergoing curative-intent resection demonstrated poorer recurrence-free and overall survival for patients with hypercortisolism after adjusting for sex, age, tumor stage, and mitotane use (RFS hazard ratio [HR] 1.3, 95% confidence interval [CI] 1.04-2.62, p = 0.02; OS HR 1.55, 95% CI 1.15-2.09, p = 0.004) [16]. Another retrospective study that included patients with metastatic disease as well associated any tumor hormone production with poorer OS after accounting for age and stage (HR 1.4, 95% CI 1.06-1.86, p = 0.02); the most common hormone excess in this group was cortisol [38].

Still others have proposed a redefined staging system in which T2 and T3 are redefined using the presence or absence (respectively) of lymphovascular invasion (LVI). In this multi-institutional retrospective examination of 140 patients, LVI was associated with a poorer disease-specific survival (HR 2.81, 95% CI 1.46-5.41, p = 0.002). Although the authors encourage further evaluation of LVI as a prognostic factor for ACC, interpathologist variability in the identification and assessment of LVI, as observed in other malignancies [39], represents a potential difficulty in incorporating this into a national staging system.

Instead of adding new factors into a staging system, an alternative method of improving prognostication may be to improve the accuracy of assessment of the existing factors. As demonstrated in the current study and by others, lym- phadenectomy is not routinely performed in patients with ACC in the USA [40, 41]. Yet N stage remains a backbone of AJCC staging. Information gleaned from lymph node dissection is thus relevant for accurate staging, and may also be therapeutic. One multi-institutional group com- paring 32 patients with planned lymphadenectomy at the time of curative-intent resection versus 88 patients without

lymphadenectomy (as determined by the operative report) showed improved OS for the lymphadenectomy group (5- year OS 76% vs. 59%, p = 0.041) [42]. In the current study only 15% of patients had lymph nodes pathologically assessed, but of those, one-third had nodal metastases. Future studies should evaluate the accuracy of clinical N staging as compared to pathologic staging, and surgeons should consider lymphadenectomy at the time of curative- intent resection.

The current study has several limitations. Although all patients in this study were treated at a single institution, they varied in timing of presentation and as a result not all clinicopathologic factors were routinely assessed or recorded. In addition, the long duration of the study period contributed to variability in recording of factors such as grade, Weiss score, and/or ki-67 measurements and limits the ability to assess their prognostic value. These tumor- specific factors may be excellent candidates to incorporate into future staging systems; standardized pathologic reporting systems are encouraged. Although the single-in- stitution nature of the study allows for the strength of multidisciplinary assessment and treatment planning, the long study period may harbor variability due to evolution in treatment patterns over time. In contrast, one particular strength that should be noted is the inclusion of patients with nonsurgical disease referred for treatment of ACC at all stages, which is particularly important when assessing a staging system.

The current study represents a large single-institution validation of the newly adopted AJCC 8th edition staging system for ACC. Similar to the German ACC registry study [7], patients in the current study with isolated nodal metastases have better OS than patients with distant metastases, supporting their inclusion into stage III rather than IV as proposed by the ENSAT and adopted by the 8th edition AJCC. The resulting stage migration allows better separation between stages II, III, and IV. Future staging systems may consider incorporating age or tumor hormone production, but further work is needed.

Funding This work is not supported by a specific funding source.

Compliance with ethical standards

Conflict of interest The authors have no financial disclosures or competing interests.

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